- SEBI reg.
- INP000004482
- Services
- Discretionary, Non-discretionary
- Reported
- 30 Sep 2026
Moat Financial Services
₹376 Cr
Assets under management
348 clients · 8 strategies · 30 Sep 2026
Moat Financial Services managed ₹376 crore for 348 clients at 30 Sep 2026, across 8 strategies, most of it for domestic individuals and others. In September clients added ₹11.74 crore and withdrew ₹2.17 crore.
Key numbers
- SEBI registration
- INP000004482
- Discretionary AUM
- ₹360 Cr
- Non-discretionary AUM
- ₹15.89 Cr
- Min. investment
- ₹50 lakh (SEBI)
- Complaints pending
- 0
Strategies
| Strategy | Asset class | AUM | 1 year | Benchmark 1Y |
|---|---|---|---|---|
| Uppercrust Wealth Fund (MUCWF) | Equity | ₹131 Cr | +6.86% | −2.33% |
| UpperCrust Growth Fund | Multi-asset | ₹75.71 Cr | +5.75% | +3.12% |
| Emerging Moat | Equity | ₹56.27 Cr | +3.08% | −2.33% |
| Auxano Alpha Fund | Equity | ₹45.21 Cr | — | — |
| Uppercrust Prosperity Fund | Equity | ₹19.02 Cr | +9.72% | −2.33% |
| Moderate Compounders | Equity | ₹17.32 Cr | +4.00% | −2.33% |
| Special Opportunities Fund | Equity | ₹12.20 Cr | +6.18% | −2.33% |
| Happiness Portfolio | Equity | ₹3.36 Cr | — | — |
Time-weighted returns (TWRR) as the managers report them to SEBI, after fees and expenses; periods over a year are annualised. Reported for 30 Sep 2026.
Who it manages money for
| Client type | Service | Clients | AUM |
|---|---|---|---|
| Domestic individuals and others | Discretionary | 254 | ₹289 Cr |
| Non-resident Indians | Discretionary | 68 | ₹57.04 Cr |
| Domestic individuals and others | Non-discretionary | 16 | ₹15.24 Cr |
| Domestic corporates | Discretionary | 9 | ₹13.72 Cr |
| Non-resident Indians | Non-discretionary | 1 | ₹0.65 Cr |
Flows
- Inflow, Sep 2026
- ₹11.74 Cr
- Outflow, Sep 2026
- ₹2.17 Cr
- Net, Sep 2026
- ₹9.57 Cr
- Inflow, FY to date
- ₹55.24 Cr
- Outflow, FY to date
- ₹11.62 Cr
- Net, FY to date
- ₹43.62 Cr
Discretionary service. The financial year runs from 1 April.
Complaints
- Pending at start of month
- 0
- Received
- 0
- Resolved
- 0
- Pending at end of month
- 0
FAQs
How much does Moat Financial Services manage?
₹376 crore for 348 clients at 30 Sep 2026, as reported to SEBI.
How many clients does Moat Financial Services have?
348 clients at 30 Sep 2026, mainly domestic individuals and others, non-resident indians, domestic corporates.
Which PMS strategies does Moat Financial Services offer?
It reported 8 to SEBI for 30 Sep 2026: Uppercrust Wealth Fund (MUCWF), UpperCrust Growth Fund, Emerging Moat, Auxano Alpha Fund, Uppercrust Prosperity Fund, Moderate Compounders, Special Opportunities Fund, Happiness Portfolio.
Is Moat Financial Services registered with SEBI?
Yes. It is registered with SEBI as a portfolio manager, registration number INP000004482.
Has Moat Financial Services had investor complaints?
In September it received 0 and resolved 0; 0 were pending at the end of the month.
What is the minimum investment in a PMS?
SEBI sets the minimum at ₹50 lakh per client, in cash or securities. A manager can ask for more.
For information only. Not investment advice or a research report. Past performance does not guarantee future returns. PMS investments carry higher minimums and risks; read the disclosure document.
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