- SEBI reg.
- INP000007818
- Services
- Discretionary, Non-discretionary
- Reported
- 30 Sep 2026
Waterfield Financial and Investment Advisors
₹1,201 Cr
Assets under management
137 clients · 14 strategies · 30 Sep 2026
Waterfield Financial and Investment Advisors managed ₹1,201 crore for 137 clients at 30 Sep 2026, across 14 strategies. In September clients added ₹118 crore and withdrew ₹40.40 crore.
Key numbers
- SEBI registration
- INP000007818
- Discretionary AUM
- ₹734 Cr
- Non-discretionary AUM
- ₹467 Cr
- Min. investment
- ₹50 lakh (SEBI)
- Complaints pending
- 0
Strategies
| Strategy | Asset class | AUM | 1 year | Benchmark 1Y |
|---|---|---|---|---|
| Nucleus Multi Asset Capital Compounder | Multi-asset | ₹331 Cr | +4.23% | +2.21% |
| Nucleus Multi Asset Lifestyle Maintainer | Multi-asset | ₹147 Cr | +4.31% | +2.21% |
| Nucleus Yield Enhancer | Debt | ₹57.54 Cr | — | — |
| Nucleus Equity Multi Cap Allocator | Equity | ₹56.56 Cr | +2.17% | −7.93% |
| Nucleus Yield Optimizer | Debt | ₹53.82 Cr | — | — |
| Nucleus Multi Asset Purchasing Power Preserver | Multi-asset | ₹50.86 Cr | +5.51% | +2.21% |
| Nucleus Alternates Portfolio | Hybrid | ₹23.10 Cr | — | — |
| Market Leaders Portfolio-Large Cap Allocator | Equity | ₹4.31 Cr | −7.78% | −7.93% |
| MULTI FACTOR PORTFOLIO-LARGE and MID CAP ALLOCATOR | Equity | ₹3 Cr | −0.26% | −2.33% |
| Nucleus India Equity Strategy | Equity | ₹2.48 Cr | — | — |
| Nucleus Fixed Income Accrual Portfolio | Debt | ₹1.67 Cr | +3.70% | +9.25% |
| Nucleus Dynamic Debt | Debt | ₹1.55 Cr | — | — |
| Nucleus India Equity Opportunities Strategy | Equity | ₹0.52 Cr | — | — |
| Nucleus Active Equity Allocator | Equity | ₹0.49 Cr | — | — |
Time-weighted returns (TWRR) as the managers report them to SEBI, after fees and expenses; periods over a year are annualised. Reported for 30 Sep 2026.
Who it manages money for
| Client type | Service | Clients | AUM |
|---|---|---|---|
| Domestic individuals and others | Discretionary | 94 | ₹405 Cr |
| Domestic corporates | Discretionary | 9 | ₹269 Cr |
| Domestic individuals and others | Non-discretionary | 17 | ₹182 Cr |
| Non-resident Indians | Non-discretionary | 6 | ₹153 Cr |
| Domestic corporates | Non-discretionary | 3 | ₹132 Cr |
| Non-resident Indians | Discretionary | 8 | ₹59.59 Cr |
Flows
- Inflow, Sep 2026
- ₹118 Cr
- Outflow, Sep 2026
- ₹40.40 Cr
- Net, Sep 2026
- ₹77.91 Cr
- Inflow, FY to date
- ₹241 Cr
- Outflow, FY to date
- ₹181 Cr
- Net, FY to date
- ₹60.97 Cr
Discretionary service. The financial year runs from 1 April.
Complaints
- Pending at start of month
- 0
- Received
- 0
- Resolved
- 0
- Pending at end of month
- 0
FAQs
How much does Waterfield Financial and Investment Advisors manage?
₹1,201 crore for 137 clients at 30 Sep 2026, as reported to SEBI.
How many clients does Waterfield Financial and Investment Advisors have?
137 clients at 30 Sep 2026, mainly domestic individuals and others, domestic corporates, non-resident indians.
Which PMS strategies does Waterfield Financial and Investment Advisors offer?
It reported 14 to SEBI for 30 Sep 2026: Nucleus Multi Asset Capital Compounder, Nucleus Multi Asset Lifestyle Maintainer, Nucleus Yield Enhancer, Nucleus Equity Multi Cap Allocator, Nucleus Yield Optimizer, Nucleus Multi Asset Purchasing Power Preserver, Nucleus Alternates Portfolio, Market Leaders Portfolio-Large Cap Allocator, and 6 more.
Is Waterfield Financial and Investment Advisors registered with SEBI?
Yes. It is registered with SEBI as a portfolio manager, registration number INP000007818.
Has Waterfield Financial and Investment Advisors had investor complaints?
In September it received 0 and resolved 0; 0 were pending at the end of the month.
What is the minimum investment in a PMS?
SEBI sets the minimum at ₹50 lakh per client, in cash or securities. A manager can ask for more.
For information only. Not investment advice or a research report. Past performance does not guarantee future returns. PMS investments carry higher minimums and risks; read the disclosure document.
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